Caste Aside? Names, Networks and Justice in the Courts of Bihar, India

Authors

DOI:

https://doi.org/10.62355/ejels.23821

Keywords:

inequality, social identity, justice

Abstract

This study investigates the impact of social identity on judicial processes and outcomes at the Patna High Court over a decade (2009 to 2019). We employ machine learning algorithms to infer caste status from surnames (names) in court records. We note that a majority of court participants have ‘caste-neutral’ names. Though we find no evidence of name-based ‘matching’ between litigants and judges, caste-neutral petitioners are 3.3% more likely to choose a caste-neutral advocate. Matching, whether intentional or coincidental, yields notable consequences. Litigants with caste-neutral names who matched with similar judges face a higher likelihood of case dismissal and lower success rates in overturning appeals. However, advocates with caste-neutral names experience less disadvantage in these scenarios. Notably, the adoption of caste-neutral names, while offering some protection, does not fully mitigate the vulnerabilities faced by citizens within India's judicial institutions.

References

Abramitzky, Ran, Leah Boustan, and Katherine Eriksson. 2020. “Do Immigrants Assimilate More Slowly Today than in the Past?” American Economic Review: Insights 2 (1): 125–41. DOI: 10.1257/aeri.20190079 DOI: https://doi.org/10.1257/aeri.20190079

Akerlof, George A, and Rachel E Kranton. 2002. “Identity and Schooling: Some Lessons for the Economics of Education.” Journal of Economic Literature 40 (4): 1167–1201. DOI: 10.1257/002205102762203585Amenta, Edwin, Neal Caren, Elizabeth Chiarello, and Yang Su. 2010. “The Political Consequences of Social Movements.” Annual Review of Sociology 36 (1): 287–307. DOI: https://doi.org/10.1146/annurev-soc-070308-120029 DOI: https://doi.org/10.1257/002205102762203585

Ash, Elliott, Sam Asher, Aditi Bhowmick, Sandeep Bhupatiraju, Daniel L Chen, Tatanya Devi, Christoph Goessmann, Paul Novosad, and Bilal Siddiqi. 2022. “Measuring Gender and Religious Bias in the Indian Judiciary.” TSE Working Papers 22-1395, Toulouse School of Economics (TSE).

Banerjee, Abhijit, Marianne Bertrand, Saugato Datta, and Sendhil Mullainathan. 2009. “Labor Market Discrimination in Delhi: Evidence from a Field Experiment.” Journal of Comparative Economics 37 (1): 14–27. DOI: https://doi.org/10.1016/j.jce.2008.09.002 DOI: https://doi.org/10.1016/j.jce.2008.09.002

Bayly, Susan. 2001. Caste, Society and Politics in India from the Eighteenth Century to the Modern Age. Vol. 3. Cambridge University Press. DOI: https://doi.org/10.1017/CHOL9780521264341 DOI: https://doi.org/10.1017/CHOL9780521264341

Berdejo, Carlos, and Daniel L Chen. 2017. “Electoral Cycles among Us Courts of Appeals Judges.” The Journal of Law and Economics 60 (3): 479–96.DOI: 10.1086/696237 DOI: https://doi.org/10.1086/696237

Bertrand, Marianne, and Sendhil Mullainathan. 2004. “Are Emily and Greg More Employable than Lakisha and Jamal? A Field Experiment on Labor Market Discrimination.” American Economic Review 94 (4): 991–1013. DOI: 10.1257/0002828042002561 DOI: https://doi.org/10.1257/0002828042002561

Blair, Harry W. 1980. “Rising Kulaks and Backward Classes in Bihar: Social Change in the Late 1970s.” Economic and Political Weekly, 64–74.

Bursztyn, Leonardo, and David Y Yang. 2022. “Misperceptions about Others.” Annual Review of Economics 14 (1): 425–52. DOI:10.1146/annurev-economics-051520-023322 DOI: https://doi.org/10.1146/annurev-economics-051520-023322

Buswala, Bhawani. 2023. “Undignified Names: Caste, Politics, and Everyday Life in North India.” Contemporary South Asia 31 (4): 567–83. DOI: https://doi.org/10.1080/09584935.2023.2262943 DOI: https://doi.org/10.1080/09584935.2023.2262943

Chakrabarti, Rajesh. 2013. Bihar Breakthrough: The Turnaround of a Beleaguered State. Rupa Publications.

Chandra, Aparna, Sital Kalantry, and William HJ Hubbard. 2023. Court on Trial: A Data-Driven Account of the Supreme Court of India. Penguin Random House India.

Chandrachud, Abhinav. 2020. The Informal Constitution: Unwritten Criteria in Selecting Judges for the Supreme Court of India. Oxford University Press. DOI: 10.1093/acprof:oso/9780198098560.001.0001 DOI: https://doi.org/10.1093/acprof:oso/9780198098560.001.0001

Chen, Daniel L, Tobias J Moskowitz, and Kelly Shue. 2016. “Decision Making under the Gambler’s Fallacy: Evidence from Asylum Judges, Loan Officers, and Baseball Umpires.” The Quarterly Journal of Economics 131 (3): 1181–1242. DOI: https://doi.org/10.1093/qje/qjw017 DOI: https://doi.org/10.1093/qje/qjw017

Clair, Matthew. 2021. “Being a Disadvantaged Criminal Defendant: Mistrust and Resistance in Attorney-Client Interactions.” Social Forces 100 (1): 194–217. DOI: https://doi.org/10.1093/sf/soaa082 DOI: https://doi.org/10.1093/sf/soaa082

Clark, Gregory. 2014. “The Son Also Rises.” In The Son Also Rises. Princeton University Press.

Clark, Gregory, and Neil Cummins. 2015. “Intergenerational Wealth Mobility in England, 1858–2012: Surnames and Social Mobility.” The Economic Journal 125 (582): 61–85. DOI: https://doi.org/10.1111/ecoj.12165. DOI: https://doi.org/10.1111/ecoj.12165

Cook, Lisa, Trevon Logan, and John Parman. 2016. “The Mortality Consequences of Distinctively Black Names.” Explorations in Economic History 59:114–25. DOI: 10.1086/722093 DOI: https://doi.org/10.1016/j.eeh.2015.10.001

Dar, Aaditya, and Abhilasha Sahay. 2018. “Designing Policy in Weak States: Unintended Consequences of Alcohol Prohibition in Bihar.” Available at SSRN 3165159.

Das, Veena, and Jacob Copeman. 2015. “Introduction. On Names in South Asia: Iteration,(Im) Propriety and Dissimulation.” South Asia Multidisciplinary Academic Journal, no. 12. DOI: 10.4000/samaj.4063 DOI: https://doi.org/10.4000/samaj.4063

Deshpande, Ashwini. 2011. The Grammar of Caste: Economic Discrimination in Contemporary India. Oxford University Press. DOI: 10.1093/acprof:oso/9780198072034.001.0001 DOI: https://doi.org/10.1093/acprof:oso/9780198072034.001.0001

Deshpande, Ashwini, and Katherine Newman. 2007. “Where the Path Leads: The Role of Caste in Post-University Employment Expectations.” Economic and Political Weekly, 4133–40.

Dirks, Nicholas B. 1989. “The Invention of Caste: Civil Society in Colonial India.” Social Analysis: The International Journal of Social and Cultural Practice, no. 25, 42–52.

Diwakar, R. Ramachandra. 1959. Bihar through the Ages. 44. Orient Longmans.

Fan, Xiaohui, Yuan Gao, Yan Liu, Xiaomeng Li, Yida Yuan, Liujun Chen, and Jiawei Chen. 2024. “A Study of the Spatial Distribution Characteristics of Chinese Surnames.” American Journal of Human Biology, e24073. DOI: https://doi.org/10.1002/ajhb.24073 DOI: https://doi.org/10.1002/ajhb.24073

Fisman, Raymond, Daniel Paravisini, and Vikrant Vig. 2017. “Cultural Proximity and Loan Outcomes.” American Economic Review 107 (2): 457–92. DOI: 10.1257/aer.20120942 DOI: https://doi.org/10.1257/aer.20120942

Gadbois, George H. 2011. Judges of the Supreme Court of India: 1950–1989. Oxford University Press. DOI: https://doi.org/10.1093/acprof:oso/9780198070610.001.0001. DOI: https://doi.org/10.1093/acprof:oso/9780198070610.001.0001

Gadbois, George. 2018. Supreme Court of India: The Beginnings. Oxford University Press.

Galanter, Marc, and Nick Robinson. 2017. “Grand Advocates: The Traditional Elite Lawyers.” The Indian Legal Profession in the Age of Globalization, 455. DOI: https://doi.org/10.1017/9781316585207.014 DOI: https://doi.org/10.1017/9781316585207.014

Gebauer, Jochen E, Mark R Leary, and Wiebke Neberich. 2012. “Unfortunate First Names: Effects of Name-Based Relational Devaluation and Interpersonal Neglect.” Social Psychological and Personality Science 3 (5): 590–96. DOI: https://doi.org/10.1177/1948550611431644 DOI: https://doi.org/10.1177/1948550611431644

Gidla, Sujatha. 2017. Ants among Elephants: An Untouchable Family and the Making of Modern India. Farrar, Straus and Giroux.

Greif, Avner, and Guido Tabellini. 2017. “The Clan and the Corporation: Sustaining Cooperation in China and Europe.” Journal of Comparative Economics 45 (1): 1–35. DOI: https://doi.org/10.1016/j.jce.2016.12.003 DOI: https://doi.org/10.1016/j.jce.2016.12.003

Hoff, Karla, Mayuresh Kshetramade, and Ernst Fehr. 2011. “Caste and Punishment: The Legacy of Caste Culture in Norm Enforcement.” The Economic Journal 121 (556): F449–75. DOI: https://doi.org/10.1111/j.1468-0297.2011.02476.x DOI: https://doi.org/10.1111/j.1468-0297.2011.02476.x

Hoff, Karla, and Priyanka Pandey. 2006. “Discrimination, Social Identity, and Durable Inequalities.” American Economic Review 96 (2): 206–11. DOI: 10.1257/000282806777212611 DOI: https://doi.org/10.1257/000282806777212611

Hull, Matthew S. 2012. “Documents and Bureaucracy.” Annual Review of Anthropology 41 (1): 251–67. DOI: https://doi.org/10.1146/annurev.anthro.012809.104953 DOI: https://doi.org/10.1146/annurev.anthro.012809.104953

India, Office of the Registrar General & Census Commissioner of. 2011. Table A-11 Appendix: District Wise Scheduled Tribe Population (Appendix), Bihar - 2011. Census of India.

Jackson, Matthew O, Tomas Rodriguez-Barraquer, and Xu Tan. 2012. “Social Capital and Social Quilts: Network Patterns of Favor Exchange.” American Economic Review 102 (5): 1857–97. DOI: 10.1257/aer.102.5.1857 DOI: https://doi.org/10.1257/aer.102.5.1857

Jaffrelot, Christophe. 2010. Religion, Caste, and Politics in India. Primus Books. DOI: https://doi.org/10.1093/obo/9780195399318-0095

Jaffrelot, Christophe, and Sanjay Kumar. 2012. Rise of the Plebeians?: The Changing Face of the Indian Legislative Assemblies. Routledge. DOI: https://doi.org/10.4324/9780203150764

Jayaraman, Raja. 2005. “Personal Identity in a Globalized World: Cultural Roots of Hindu Personal Names and Surnames.” The Journal of Popular Culture 38 (3): 476–90. DOI: https://doi.org/10.1111/j.0022-3840.2005.00124.x DOI: https://doi.org/10.1111/j.0022-3840.2005.00124.x

Jodhka, Surinder S. 2017. Caste in Contemporary India. Routledge India. DOI: https://doi.org/10.4324/9780203701577 DOI: https://doi.org/10.4324/9780203701577

Joshi, Shareen, Nishtha Kochhar, and Vijayendra Rao. 2018. "Are Caste Categories Misleading? The Relationship between Gender and Jati in Three Indian States". In: Towards Gender Equity in Development, Edited by Anderson, S., Beaman, L. and JP, Platteau Oxford University Press. DOI: 10.1093/oso/9780198829591.001.0001 DOI: https://doi.org/10.1093/oso/9780198829591.003.0016

Joshi, Shareen, Nishtha Kochhar, and Vijayendra Rao.. 2022. “Fractal Inequality in Rural India: Class, Caste and Jati in Bihar.” Oxford Open Economics 1(1): 1-13. DOI: https://doi.org/10.1093/ooec/odab004 DOI: https://doi.org/10.1093/ooec/odab004

Jayanth K. Krishnan, Shirish N. Kavadi, Azima Girach, Dhanaji Khupkar, Kilindi Kokal, Satyajeet Mazumdar, Nupar, Gayatri Panday, Aatreyee Sen, Aqseer Sodhi & Bharati T. Shukla, 2014, "Grappling at the Grassroots: Access to Justice in India's Lower Tier", 27 Harvard Human Rights Journal 151. Available at: https://www.repository.law.indiana.edu/facpub/1302Kumar, Sanjay. 2018. Post-Mandal Politics in Bihar: Changing Electoral Patterns. Vol. 1. SAGE Publishing India.

Mazzarella, William. 2015. “On the Im/Propriety of Brand Names.” South Asia Multidisciplinary Academic Journal, no. 12. DOI: https://doi.org/10.4000/samaj.3986 DOI: https://doi.org/10.4000/samaj.3986

Menski, Werner F. 2006. Comparative Law in a Global Context: The Legal Systems of Asia and Africa. Cambridge University Press.DOI: https://doi.org/10.1017/CBO9780511606687 DOI: https://doi.org/10.1017/CBO9780511606687

Milkman, Katherine L, Modupe Akinola, and Dolly Chugh. 2012. “Temporal Distance and Discrimination: An Audit Study in Academia.” Psychological Science 23 (7): 710–17. DOI: https://doi.org/10.1037/apl0000022 DOI: https://doi.org/10.1177/0956797611434539

Munshi, Kaivan. 2019. “Caste and the Indian Economy.” Journal of Economic Literature 57 (4): 781–834. DOI: 10.1257/jel.20171307 DOI: https://doi.org/10.1257/jel.20171307

Parmar, Rajnikant. 2020. “Transacting Caste in Modern Times: Changing Social Identity through Surnames in Urban Gujarat.” Contemporary Voice of Dalit 12 (2): 220–33. DOI: 10.1177/2455328X20922439 DOI: https://doi.org/10.1177/2455328X20922439

Rambachan, Ashesh, Jon Kleinberg, Jens Ludwig, and Sendhil Mullainathan. 2020. “An Economic Perspective on Algorithmic Fairness.” In AEA Papers and Proceedings, 110:91–95. DOI: 10.1257/pandp.20201036 DOI: https://doi.org/10.1257/pandp.20201036

Roy, AK. 1997. “Can Courts Run the Country?” Economic and Political Weekly, 2579–81.

Rudolph, Susanne, and Lloyd Rudolph. 2001. “Redoing the Constitutional Design: From an Interventionist to a Regulatory State.” In The Success of India’s Democracy, Edited by Atul Kohli, 6:127–63. Cambridge University Press.

Ryo, Emily. 2018. “Representing Immigrants: The Role of Lawyers in Immigration Bond Hearings.” Law & Society Review 52 (2): 503–31. DOI: https://doi.org/10.1111/lasr.12328 DOI: https://doi.org/10.1111/lasr.12328

Sen, Ronojoy. 2017. “India’s Democracy at 70: The Disputed Role of the Courts.” Journal of Democracy 28 (3): 96–105. DOI: 10.1353/jod.2017.0048 DOI: https://doi.org/10.1353/jod.2017.0048

Singh, Prerna. 2015. How Solidarity Works for Welfare: Subnationalism and Social Development in India. Cambridge University Press. DOI: https://doi.org/10.1017/CBO9781107707177 DOI: https://doi.org/10.1017/CBO9781107707177

Small, Mario L, and Devah Pager. 2020. “Sociological Perspectives on Racial Discrimination.” Journal of Economic Perspectives 34 (2): 49–67. DOI: 10.1257/jep.34.2.49 DOI: https://doi.org/10.1257/jep.34.2.49

Sood, Gaurav, and Suriyan Laohaprapanon. 2018. “Socio-Economic and Caste Census 2011.” Harvard Dataverse. DOI: https://doi.org/10.7910/DVN/LIIBNB.

Srinivas, Mysore Narasimhachar. 1957. “Caste in Modern India.” The Journal of Asian Studies 16 (4): 529–48. DOI: https://doi.org/10.2307/2941637

Steinberg, Jonah. 2015. “Remaining Nameless: Names, Hiding, and Dislocation among Delhi’s Runaways.” South Asia Multidisciplinary Academic Journal, Vol.12. DOI: https://doi.org/10.4000/samaj.4061 DOI: https://doi.org/10.4000/samaj.4061

Tewary, Amarnath. 2023. “Bihar Caste Survey, OBCs, EBCs Comprise More than 63% of State’s Population.” The Hindu.

Thorat, Sukhadeo, and Paul Attewell. 2007. “The Legacy of Social Exclusion: A Correspondence Study of Job Discrimination in India.” Economic and Political Weekly, 4141–45.

Verma, Ritesh. 2023. “Full List of Castes and Their Population.” Live Hindustan.

Young, Kim A, and Shahidul Hassan. 2020. “How Procedural Experiences Shape Citizens’ Perceptions of and Orientations toward Legal Institutions: Evidence from a Household Survey in Bangladesh.” International Review of Administrative Sciences 86 (2): 278–94. DOI: https://doi.org/10.1177/0020852318768097 DOI: https://doi.org/10.1177/0020852318768097

Additional Files

Published

2024-10-21

How to Cite

Bhupatiraju, S., Chen, D. L., Joshi, S., & Neis, P. (2024). Caste Aside? Names, Networks and Justice in the Courts of Bihar, India. European Journal of Empirical Legal Studies, 1(2), 151–178. https://doi.org/10.62355/ejels.23821

Issue

Section

Research Articles

Most read articles by the same author(s)